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May 09, 2025
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Spring 2019 Official General Catalog [Archived Catalog]
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BUS 202 - Securities Training Series 7
This course will effectively prepare individuals to pass the General Securities nyse/nasd Registered Representative Examination. The Series 7 license permits individuals to engage in sales and trading activities related to a variety of products including stocks, bonds, mutual funds, municipal securities, options, and direct participation programs. Requires broker/dealer sponsorship to sit for federal/state exams.
Credits: 3
Hours
3 Class Hours, 1 Laboratory Hour
Course Profile
Learning Outcomes for this Course:
- To provide the student with a working knowledge of investment products and options, margin account regulation and management.
- To prepare the student for successful completion of General Securities (Series 7) exam.
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