Feb 07, 2023  
Website Catalog (In Development) 
Website Catalog (In Development)

Financial Services: A.A.S.

SUNY Broome is no longer accepting applications into the Financial Services A.A.S. program. The program is deactivated as of January 1, 2020.

Associate in Applied Science

CIP CODE: 52.0803

Program Learning Outcomes

  1. Demonstrate evidence of an appropriate mastery of financial and insurance products and services and federal and state regulations as related to their use in personal and corporate money management decisions by submitting professional quality business reports utilizing fundamental analysis data.
  2. Demonstrate an ability to communicate effectively.
  3. Demonstrate a recognition of the need for, and an ability to engage in lifelong learning.
  4. Demonstrate an ability to understand professional, ethical, behavioral and social responsibilities, in a business context.

Program supervised by

Gian Roma, Chairperson
Office: Business Building, Room 108
Telephone: +1 (607) 778-5133
E-mail: romag@sunybroome.edu

The Financial Services program combines business and financial courses leading to an Associate in Applied Science degree. The degree prepares the student for immediate employment in banks and other financial institutions. Selected courses provide prelicensing preparation for New York State or Federal licensing exams in Life, Accident, and Health Insurance, Real Estate for Salespersons and Securities Training (Series 6 and 63).

First Year

Second Year

Fall Semester (16 Credits)

  • BUS or BIT Elective (3 Credits)
  • Natural Science w/Lab Elective (4 Credits)

Spring Semester (16 Credits)

  • Business Elective (3 Credits)
  • Advisor approved English or Literature course (3 Credits)

Total Credits: 64


Students should check with their advisors during the scheduling process to make sure courses are taken in proper sequence and any prerequisites have been met. Some flexibility is available as to when courses must be taken, but not all courses are offered every semester.