Dec 08, 2023  
Website Catalog (In Development) 
Website Catalog (In Development)

BUS 202 - Securities Training Series 7

This course will effectively prepare individuals to pass the General Securities nyse/nasd Registered Representative Examination.  The Series 7 license permits individuals to engage in sales and trading activities related to a variety of products including stocks, bonds, mutual funds, municipal securities, options, and direct participation programs.  Requires broker/dealer sponsorship to sit for federal/state exams.

Credits: 3
3 Class Hours, 1 Laboratory Hour
Course Profile
Learning Outcomes for this Course:

Upon successful completion of this course the student will be able to:

  1. Have a working knowledge of investment products and options, margin account regulation and management.
  2. Have successful completion of General Securities (Series 7) exam.