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Apr 28, 2024
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2011-2012 Official General Catalog [Archived Catalog]
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BUS 183 - Securities Training Series (Series 6 and 63)
This course is designed for individuals who will be selling only investment company products (eg. Mutual funds, money market funds) and variable contracts for an NASD (National Association of Securities Dealer) broker-dealer or a bank affiliate. The Series 6/Series 63 course will effectively prepare them for the qualifying exams (Series 6-Federal, Series 63-NYS). Requires broker/dealer sponsorship to sit for federal/state exams.
Credits: 3
Hours
3 Class Hours, 1 Laboratory Hour
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