Apr 18, 2024  
2017-2018 Official General Catalog 
    
2017-2018 Official General Catalog [Archived Catalog]

BUS 202 - Securities Training Series 7


This course will effectively prepare individuals to pass the General Securities nyse/nasd Registered Representative Examination.  The Series 7 license permits individuals to engage in sales and trading activities related to a variety of products including stocks, bonds, mutual funds, municipal securities, options, and direct participation programs.  Requires broker/dealer sponsorship to sit for federal/state exams.

Credits: 3
Hours
3 Class Hours, 1 Laboratory Hour
Course Profile
Learning Outcomes for this Course:

  • To provide the student with a working knowledge of investment products and options, margin account regulation and management.
  • To prepare the student for successful completion of General Securities (Series 7) exam.