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    SUNY Broome Community College
   
 
  Jan 19, 2018
 
 
    
Website Catalog
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BUS 202 - Securities Training Series 7


This course will effectively prepare individuals to pass the General Securities nyse/nasd Registered Representative Examination.  The Series 7 license permits individuals to engage in sales and trading activities related to a variety of products including stocks, bonds, mutual funds, municipal securities, options, and direct participation programs.  Requires broker/dealer sponsorship to sit for federal/state exams.

Credits: 3
Hours
3 Class Hours, 1 Laboratory Hour
Course Profile
Learning Outcomes for this Course:

  • To provide the student with a working knowledge of investment products and options, margin account regulation and management.
  • To prepare the student for successful completion of General Securities (Series 7) exam.




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